Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sunbelt Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cecil Bailey Byers | 809253 | 4 | 11/08/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christi Lynn Barnes | 2341473 | 3 | 03/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christi Lynn Barnes | 2341473 | 3 | 01/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Michael Milkie | 871257 | 7 | 09/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Michael Milkie | 871257 | 7 | 10/31/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Lee Elliott | 1410115 | 3 | 09/21/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kerry Mark Rigdon | 1294148 | 2 | 01/10/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kerry Mark Rigdon | 1294148 | 2 | 09/24/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Smetek | 1052695 | 3 | 01/12/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Buckley | 1563361 | 2 | 01/12/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |