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FINRA Broker Disclosures for Sunbelt Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sunbelt Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 71 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Bradley Frank Lakner4167521303/13/2024Customer DisputePending$100,000.00$0.00See FINRA Report
Anthony George Saab408501208/09/2022Customer DisputeSettled$65,000.00$0.00See FINRA Report
Charles Beaman Jimerson1374856106/03/2022Customer DisputeSettled$0.00$0.00See FINRA Report
David Walter Osborne3022156106/28/2019CriminalFinal Disposition$0.00$0.00See FINRA Report
Melvin Saul Jacobs1361940212/14/2017Employment Separation After Allegations$0.00$0.00See FINRA Report
Cecil Bailey Byers809253411/08/2017RegulatoryFinal$0.00$0.00See FINRA Report
Cecil Bailey Byers809253407/31/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
Edward Michael Milkie871257702/13/2015Customer DisputeSettled$280,000.00$0.00See FINRA Report
Lawrence Christopher Paladino1099788101/22/2013Employment Separation After Allegations$0.00$0.00See FINRA Report
Edward Michael Milkie871257709/18/2012Employment Separation After Allegations$0.00$0.00See FINRA Report

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