Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thompson Davis & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Matthew Henry Daniel | 4258203 | 3 | 08/19/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Matthew Henry Daniel | 4258203 | 3 | 04/05/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |