Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thompson Davis & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Henry Daniel | 4258203 | 3 | 08/19/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Henry Daniel | 4258203 | 3 | 04/05/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Henry Daniel | 4258203 | 3 | 11/12/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Hunter Thompson | 445674 | 2 | 10/15/1991 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Edward Hunter Thompson | 445674 | 2 | 09/09/1986 | Customer Dispute | Settled | $64,000.00 | $0.00 | See FINRA Report |