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FINRA Broker Disclosures for THE Jeffrey Matthews Financial Group, L.L.C.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Jeffrey Matthews Financial Group, L.L.C.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 23 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Brian Joseph Visconti5851551302/01/2023Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Brian Joseph Visconti5851551304/29/2022Customer DisputeSettled$200,000.00$0.00See FINRA Report
Chadwick David Carrick3093870304/29/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Chadwick David Carrick3093870309/28/2018Customer DisputeSettled$250,000.00$0.00See FINRA Report
Jeffrey Ross Halpert2072459206/26/2015Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Jerold Francus4719352106/22/2015Customer DisputeClosed-No Action$98,949.50$0.00See FINRA Report
Charles Everett Bailey719858407/10/2014Customer DisputeSettled$0.00$0.00See FINRA Report
Charles Everett Bailey719858410/23/2009Customer DisputeSettled$75,000.00$0.00See FINRA Report
Solomon Ethan Cherniak2753925108/25/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Reynold David Musell2004871211/17/2008Customer DisputeDenied$24,470.00$0.00See FINRA Report

23 Results

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