Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Jeffrey Matthews Financial Group, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Joseph Visconti | 5851551 | 2 | 04/29/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Brian Joseph Visconti | 5851551 | 2 | 02/25/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marion Strickler Adams | 1392435 | 3 | 10/07/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marion Strickler Adams | 1392435 | 3 | 07/06/2021 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Chadwick David Carrick | 3093870 | 3 | 04/29/2021 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
| Marion Strickler Adams | 1392435 | 3 | 04/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chadwick David Carrick | 3093870 | 3 | 09/28/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Stephen John Cucchia | 1316029 | 2 | 06/03/2016 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Stephen John Cucchia | 1316029 | 2 | 06/03/2016 | Customer Dispute | Settled | $25,487.00 | $0.00 | See FINRA Report |
| Jeffrey Ross Halpert | 2072459 | 2 | 06/26/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |