Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital Investment Brokerage, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Bateman Nicholson | 2585041 | 1 | 11/25/2007 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Richard King Bryant | 1069685 | 2 | 09/16/1997 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
Richard King Bryant | 1069685 | 2 | 09/04/1996 | Customer Dispute | Settled | $295,000.00 | $0.00 | See FINRA Report |