Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital Investment Brokerage, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Hodgin Shields | 1027211 | 2 | 06/10/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Hodgin Shields | 1027211 | 2 | 11/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Bateman Nicholson | 2585041 | 1 | 11/25/2007 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Richard King Bryant | 1069685 | 2 | 09/16/1997 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Charles Edward Forgason | 1250516 | 1 | 09/15/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard King Bryant | 1069685 | 2 | 09/04/1996 | Customer Dispute | Settled | $295,000.00 | $0.00 | See FINRA Report |