Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Equity Investment Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shane Michael Elsbury | 5661717 | 2 | 08/15/2022 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Douglas Louis Kobak | 1395715 | 3 | 03/17/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Douglas Louis Kobak | 1395715 | 3 | 10/06/2011 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |