Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Equity Investment Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Wayne Rhodes | 2813490 | 1 | 11/30/2022 | Customer Dispute | Pending | $120,000.00 | $0.00 | See FINRA Report |
| Shane Michael Elsbury | 5661717 | 2 | 11/30/2022 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Wayne Shelton Rentschler | 4873172 | 2 | 08/15/2022 | Customer Dispute | Pending | $86,000.00 | $0.00 | See FINRA Report |
| Shane Michael Elsbury | 5661717 | 2 | 08/15/2022 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Bennett Lee Caskey | 2798677 | 1 | 08/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lowell Thomas Fletcher | 4466423 | 2 | 05/10/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Louis Kobak | 1395715 | 3 | 03/17/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Lowell Thomas Fletcher | 4466423 | 2 | 12/16/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Louis Kobak | 1395715 | 3 | 10/06/2011 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Richard A Greenhill | 4663372 | 1 | 11/07/2008 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |