Our Staff has compiled our research into a database of FINRA Broker Disclosures for Natalliance Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark Myles Salter | 1180139 | 7 | 03/16/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Michael Craig Conner | 1391948 | 4 | 08/23/2001 | Customer Dispute | Denied | $118,370.00 | $0.00 | See FINRA Report |
Michael Craig Conner | 1391948 | 4 | 06/26/2001 | Customer Dispute | Closed-No Action | $222,609.00 | $0.00 | See FINRA Report |
Michael Craig Conner | 1391948 | 4 | 08/25/1992 | Customer Dispute | Settled | $77,855.00 | $0.00 | See FINRA Report |
Michael Steven Velaney | 869269 | 2 | 08/20/1992 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |