Our Staff has compiled our research into a database of FINRA Broker Disclosures for Natalliance Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Adams | 2690575 | 2 | 03/27/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| J Howard Ledet | 1038292 | 1 | 02/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Nicholas Dejulius | 2429532 | 2 | 01/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Nicholas Dejulius | 2429532 | 2 | 09/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Adams | 2690575 | 2 | 05/26/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Myles Salter | 1180139 | 7 | 03/16/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michael Christopher Wolf | 1307998 | 2 | 03/17/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Craig Conner | 1391948 | 4 | 08/23/2001 | Customer Dispute | Denied | $118,370.00 | $0.00 | See FINRA Report |
| Michael Craig Conner | 1391948 | 4 | 06/26/2001 | Customer Dispute | Closed-No Action | $222,609.00 | $0.00 | See FINRA Report |
| Mark Myles Salter | 1180139 | 7 | 09/30/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |