Our Staff has compiled our research into a database of FINRA Broker Disclosures for Natalliance Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| J Howard Ledet | 1038292 | 1 | 02/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amberly Gayle Frederick | 2775812 | 2 | 05/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Danton Alstadt | 1086555 | 4 | 08/04/2014 | Customer Dispute | Denied | $13,419.50 | $0.00 | See FINRA Report |
| John Danton Alstadt | 1086555 | 4 | 06/02/2014 | Customer Dispute | Denied | $17,127.00 | $0.00 | See FINRA Report |
| Amberly Gayle Frederick | 2775812 | 2 | 12/13/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Adams | 2690575 | 1 | 05/26/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Myles Salter | 1180139 | 7 | 03/16/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michael Christopher Wolf | 1307998 | 2 | 03/17/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Craig Etter | 5576744 | 1 | 01/26/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Craig Conner | 1391948 | 4 | 08/23/2001 | Customer Dispute | Denied | $118,370.00 | $0.00 | See FINRA Report |