Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sequoia Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Adam Elgart | 825759 | 2 | 11/10/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Fred Zucker | 1484733 | 2 | 12/03/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Fred Zucker | 1484733 | 2 | 06/14/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Newton Leroy Osborn | 501383 | 1 | 02/19/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |