Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sequoia Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Adam Elgart | 825759 | 2 | 03/25/1992 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |