Our Staff has compiled our research into a database of FINRA Broker Disclosures for SVB Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Dean Blake | 2771850 | 1 | 07/15/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Alan Gaudreau | 1645356 | 5 | 10/13/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |