Our Staff has compiled our research into a database of FINRA Broker Disclosures for SVB Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Louis Scotti | 1889926 | 1 | 04/16/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas G Mekas | 6311832 | 1 | 12/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Barry Dubin | 3231063 | 1 | 11/19/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Glynn Perryman | 4624925 | 2 | 03/23/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Glynn Perryman | 4624925 | 2 | 10/21/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Alan Leerink | 1718986 | 1 | 09/17/2003 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Barry Dean Blake | 2771850 | 1 | 07/15/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Ari Gitkin | 2528182 | 1 | 01/20/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kyle Romane Farrell | 4649254 | 1 | 04/11/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| J Eric Anderson | 1084169 | 1 | 03/02/1994 | Customer Dispute | Settled | $65,364.00 | $0.00 | See FINRA Report |