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FINRA Broker Disclosures for Greenberg Financial Group

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Greenberg Financial Group. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Michael Sherwood10248931412/23/2005Customer DisputeSettled$200,000.00$0.00See FINRA Report
David Michael Sherwood10248931409/02/2003Customer DisputeSettled$262,614.00$0.00See FINRA Report
David Michael Sherwood10248931408/26/2003Customer DisputeSettled$100,000.00$0.00See FINRA Report
David Michael Sherwood10248931405/12/2003Customer DisputeSettled$300,000.00$0.00See FINRA Report
Dean Steven Greenberg1186469410/24/2002Customer DisputeSettled$91,500.00$0.00See FINRA Report
Dean Steven Greenberg1186469410/24/2002Customer DisputeSettled$143,287.00$0.00See FINRA Report
David Michael Sherwood10248931409/10/2002Customer DisputeSettled$0.00$0.00See FINRA Report
David Michael Sherwood10248931401/14/2002Customer DisputeSettled$720,000.00$0.00See FINRA Report
David Michael Sherwood10248931410/08/2001Customer DisputeSettled$130,319.00$0.00See FINRA Report
David Michael Sherwood10248931405/31/2001Customer DisputeSettled$100,000.00$0.00See FINRA Report

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