Our Staff has compiled our research into a database of FINRA Broker Disclosures for Greenberg Financial Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dean Steven Greenberg | 1186469 | 4 | 02/13/2017 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Susan Jane Maxwell | 4005580 | 2 | 06/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Jane Maxwell | 4005580 | 2 | 06/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Michael Sherwood | 1024893 | 13 | 03/28/2008 | Customer Dispute | Withdrawn | $40,329.10 | $0.00 | See FINRA Report |
| David Michael Sherwood | 1024893 | 13 | 12/23/2005 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| David Michael Sherwood | 1024893 | 13 | 09/02/2003 | Customer Dispute | Settled | $262,614.00 | $0.00 | See FINRA Report |
| David Michael Sherwood | 1024893 | 13 | 08/26/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Michael Sherwood | 1024893 | 13 | 05/12/2003 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Dean Steven Greenberg | 1186469 | 4 | 10/24/2002 | Customer Dispute | Settled | $91,500.00 | $0.00 | See FINRA Report |
| Dean Steven Greenberg | 1186469 | 4 | 10/24/2002 | Customer Dispute | Settled | $143,287.00 | $0.00 | See FINRA Report |