Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wood (Arthur W.) Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher J Cowans | 1684420 | 8 | 12/19/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kristin Hunnibell Kennedy | 858642 | 1 | 10/30/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Vincent Wessling | 463740 | 1 | 02/13/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |