Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wood (Arthur W.) Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Walton Sharpe | 2011593 | 1 | 06/06/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Christopher J Cowans | 1684420 | 8 | 12/22/2015 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Christopher J Cowans | 1684420 | 8 | 12/19/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher J Cowans | 1684420 | 8 | 11/13/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher J Cowans | 1684420 | 8 | 09/21/2009 | Customer Dispute | Settled | $233,067.00 | $0.00 | See FINRA Report |
| Christopher J Cowans | 1684420 | 8 | 04/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard David Marshall | 2477197 | 1 | 10/14/2005 | Customer Dispute | Settled | $8,400.00 | $0.00 | See FINRA Report |
| Christopher J Cowans | 1684420 | 8 | 06/03/2002 | Customer Dispute | Settled | $106,948.00 | $0.00 | See FINRA Report |
| Christopher J Cowans | 1684420 | 8 | 01/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher J Cowans | 1684420 | 8 | 01/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |