Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wood (Arthur W.) Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Philip McCarthy | 858923 | 4 | 09/01/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Philip McCarthy | 858923 | 4 | 09/01/1988 | Customer Dispute | Settled | $96,562.50 | $0.00 | See FINRA Report |
| Donald Philip McCarthy | 858923 | 4 | 12/20/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Philip McCarthy | 858923 | 4 | 10/01/1986 | Customer Dispute | Settled | $37,900.00 | $0.00 | See FINRA Report |