Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Investments Distributor, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Briton Gregory Rotell | 5694523 | 1 | 05/26/2016 | Customer Dispute | Settled | $13,320.00 | $0.00 | See FINRA Report |
| Thomas James Dunn | 2562912 | 1 | 09/12/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |