Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Investments Distributor, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Casey Thomas Allison | 4955134 | 2 | 12/30/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Casey Thomas Allison | 4955134 | 2 | 04/24/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Paul Trifone | 5991007 | 1 | 02/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Thomas Campbell | 4194223 | 1 | 11/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maxwell Mitchell Kurz | 5681067 | 1 | 10/18/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Briton Gregory Rotell | 5694523 | 1 | 05/26/2016 | Customer Dispute | Settled | $13,320.00 | $0.00 | See FINRA Report |
| Dillon Oxley Langston | 6916125 | 2 | 03/27/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dillon Oxley Langston | 6916125 | 2 | 09/23/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Reid | 6386546 | 1 | 03/31/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas James Dunn | 2562912 | 1 | 09/12/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |