Our Staff has compiled our research into a database of FINRA Broker Disclosures for Victory Capital Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ricardo Padron | 5855265 | 2 | 03/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ricardo Padron | 5855265 | 2 | 03/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert Lee Wells | 2874597 | 1 | 02/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jesus Anselmo Chavez | 4129908 | 1 | 06/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |