Our Staff has compiled our research into a database of FINRA Broker Disclosures for Victory Capital Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Addison Caldwell | 727534 | 1 | 11/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ricardo Padron | 5855265 | 2 | 03/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo Padron | 5855265 | 2 | 03/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Leigh Ussery | 5741628 | 2 | 02/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Leigh Ussery | 5741628 | 2 | 02/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Wells | 2874597 | 1 | 02/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo Oneil Daley | 4222056 | 9 | 12/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher M Miller | 5106831 | 2 | 10/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ricardo Oneil Daley | 4222056 | 9 | 10/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher M Miller | 5106831 | 2 | 09/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |