Our Staff has compiled our research into a database of FINRA Broker Disclosures for Victory Capital Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo Padron | 5855265 | 2 | 03/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo Padron | 5855265 | 2 | 03/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Wells | 2874597 | 1 | 02/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Anselmo Chavez | 4129908 | 1 | 06/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Hunter Rome | 6633957 | 1 | 04/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Bernard Powers | 2925786 | 1 | 07/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Justin Thomas Laird | 4757377 | 1 | 06/04/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Wade Lutz | 5274156 | 1 | 11/30/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Paul Hernandez | 3132949 | 1 | 04/09/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gabriel V Miranda | 4151540 | 1 | 02/15/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |