Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Portfolio, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Luis Mario Rodriguez | 4182541 | 1 | 05/10/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Cindy Leah Hanerhoff | 1084549 | 5 | 09/15/2022 | Customer Dispute | Settled | $168,000.00 | $0.00 | See FINRA Report |
Cindy Leah Hanerhoff | 1084549 | 5 | 07/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Cindy Leah Hanerhoff | 1084549 | 5 | 05/01/1989 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |