Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Portfolio, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Mario Rodriguez | 4182541 | 1 | 05/10/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Cindy Leah Hanerhoff | 1084549 | 5 | 11/17/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cindy Leah Hanerhoff | 1084549 | 5 | 09/15/2022 | Customer Dispute | Settled | $168,000.00 | $0.00 | See FINRA Report |
| Ruben Ramirez Morfin | 5281687 | 3 | 09/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ricardo de La Garza Emerich | 4246723 | 1 | 07/01/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cindy Leah Hanerhoff | 1084549 | 5 | 11/19/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Hector Hugo Del Cueto Busto | 4238632 | 1 | 03/25/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cindy Leah Hanerhoff | 1084549 | 5 | 07/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cindy Leah Hanerhoff | 1084549 | 5 | 05/01/1989 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Ruben Ramirez Morfin | 5281687 | 3 | 05/19/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |