Our Staff has compiled our research into a database of FINRA Broker Disclosures for MM Ascend Life Investor Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Jay Smith | 6025324 | 1 | 12/18/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Todd Rich | 5117869 | 1 | 01/18/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |