Our Staff has compiled our research into a database of FINRA Broker Disclosures for MM Ascend Life Investor Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sharon Lynn Cooper | 7240346 | 1 | 12/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brigette L Ochs | 6422908 | 3 | 05/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brigette L Ochs | 6422908 | 3 | 05/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brigette L Ochs | 6422908 | 3 | 05/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brooke Ann Schaffer | 5959505 | 9 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brooke Ann Schaffer | 5959505 | 9 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brooke Ann Schaffer | 5959505 | 9 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brooke Ann Schaffer | 5959505 | 9 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brooke Ann Schaffer | 5959505 | 9 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brooke Ann Schaffer | 5959505 | 9 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |