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FINRA Broker Disclosures for First Command Brokerage Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Command Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kathy Anderson Wilson1718255206/13/2024Customer DisputeDenied$0.00$0.00See FINRA Report
Stephen Eric Brown6312446105/23/2022Customer DisputeSettled$9,122.27$0.00See FINRA Report
Joy Diane Shane4066176105/23/2022Customer DisputeSettled$9,122.27$0.00See FINRA Report
Robert Wayne Smith2508186105/03/2022Customer DisputeSettled$700,000.00$0.00See FINRA Report
Timothy Joseph4393016209/24/2019Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Monica Stanley6060058101/11/2019Customer DisputeDenied$0.00$0.00See FINRA Report
Edward John Daffron4720935104/08/2013Customer DisputeSettled$21,859.00$0.00See FINRA Report
Phillip Wayne Hart858074308/06/2009Customer DisputeSettled$170,000.00$0.00See FINRA Report
Kathy Anderson Wilson1718255202/17/2009Customer DisputeDenied$223,762.00$0.00See FINRA Report
Larry Christopher Potts5028125110/06/2008Customer DisputeSettled$420,000.00$0.00See FINRA Report

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