Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Command Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christine Mary Martin | 2496117 | 2 | 09/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Christine Mary Martin | 2496117 | 2 | 09/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Christine Marie Henson | 7528531 | 1 | 07/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Stephen Eric Brown | 6312446 | 1 | 05/23/2022 | Customer Dispute | Pending | $9,122.27 | $0.00 | See FINRA Report |
Joy Diane Shane | 4066176 | 1 | 05/23/2022 | Customer Dispute | Pending | $9,122.27 | $0.00 | See FINRA Report |
Robert Wayne Smith | 2508186 | 1 | 05/03/2022 | Customer Dispute | Pending | $700,000.00 | $0.00 | See FINRA Report |
Vaughn Badenhorst | 5726579 | 5 | 03/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Vaughn Badenhorst | 5726579 | 5 | 03/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Vaughn Badenhorst | 5726579 | 5 | 03/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Vaughn Badenhorst | 5726579 | 5 | 03/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |