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FINRA Broker Disclosures for Sprott Global Resource Investments Ltd

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sprott Global Resource Investments Ltd. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Steve L Todoruk4632139308/26/2016Customer DisputeSettled$85,000.00$0.00See FINRA Report
Steve L Todoruk4632139306/17/2016Customer DisputeClosed-No Action$60,000.00$0.00See FINRA Report
Steve L Todoruk4632139308/25/2015Customer DisputeClosed-No Action$48,000.00$0.00See FINRA Report

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