Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sprott Global Resource Investments Ltd. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steve L Todoruk | 4632139 | 3 | 08/26/2016 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Steve L Todoruk | 4632139 | 3 | 06/17/2016 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Steve L Todoruk | 4632139 | 3 | 08/25/2015 | Customer Dispute | Closed-No Action | $48,000.00 | $0.00 | See FINRA Report |
| Jean-Francois Lemonde | 4438506 | 1 | 03/03/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric James Angeli | 4823775 | 1 | 11/06/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |