Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Distributors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Lindsay Acosta | 6617760 | 1 | 10/10/2017 | Customer Dispute | Settled | $8,191.14 | $0.00 | See FINRA Report |
| Michael John Torres | 5290669 | 1 | 03/31/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew J Vagvolgyi | 5073682 | 1 | 07/27/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Thomas Baker | 2792366 | 4 | 04/24/2006 | Customer Dispute | Settled | $9,888.92 | $0.00 | See FINRA Report |
| Gus Edward Mitchell | 2375300 | 1 | 02/08/2005 | Customer Dispute | Settled | $12,332.80 | $0.00 | See FINRA Report |
| Paul Kaminski | 2779251 | 1 | 07/21/2003 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Charles Thomas Baker | 2792366 | 4 | 05/23/2003 | Customer Dispute | Settled | $11,803.40 | $0.00 | See FINRA Report |
| Charles Thomas Baker | 2792366 | 4 | 02/01/2001 | Customer Dispute | Settled | $5,828.00 | $0.00 | See FINRA Report |
| Frederick William Spreen | 2641258 | 1 | 12/03/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roy Philip Cavazos | 1348724 | 1 | 11/09/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |