Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Distributors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pierce Michael Roth | 6255755 | 1 | 07/30/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Chad Michael Andresen | 2982090 | 2 | 05/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hunter Hughes | 6458237 | 2 | 12/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vandalia Pizarro | 5765233 | 2 | 09/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alissar Kekelis | 5716091 | 2 | 09/07/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Vandalia Pizarro | 5765233 | 2 | 07/18/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tracie Marie Grafke | 4269565 | 1 | 03/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alissar Kekelis | 5716091 | 2 | 08/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon Charles Williams | 6083058 | 5 | 03/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael J Ingram | 5626572 | 1 | 02/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |