Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stephens. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Ann Cecil | 1214374 | 1 | 09/28/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Noah Christopher Merkousko | 6967825 | 1 | 12/09/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joni Marie Hollowell | 4154583 | 3 | 07/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyle William Jenner | 1441817 | 5 | 09/21/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Abramo Ghelardini | 736108 | 1 | 09/08/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joni Marie Hollowell | 4154583 | 3 | 05/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ken Hall Barnett | 1140778 | 5 | 04/27/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gail Jessie Patterson | 1011707 | 1 | 04/20/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dale Edwin Carter | 1136310 | 1 | 04/20/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Allen Moll | 5985686 | 1 | 09/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |