Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stephens. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Brent Akers | 4133460 | 1 | 03/13/2013 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Hillman Zell Jones | 2740414 | 1 | 03/13/2013 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Arthur Buring | 1198287 | 2 | 01/24/2012 | Customer Dispute | Settled | $11,022.70 | $0.00 | See FINRA Report |
| Paul David Zuckerman | 1160549 | 2 | 01/20/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dierk Lane Cockrell | 1583530 | 3 | 09/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dierk Lane Cockrell | 1583530 | 3 | 08/10/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marion Walker Fulk | 2027235 | 1 | 06/19/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Clarence Foster Pollock | 1075273 | 1 | 01/13/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Spencer Whitman | 2149715 | 1 | 03/21/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kyle William Jenner | 1441817 | 5 | 03/25/2005 | Customer Dispute | Settled | $276,699.00 | $0.00 | See FINRA Report |