Our Staff has compiled our research into a database of FINRA Broker Disclosures for Herbert J. Sims & Co, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Alan Salles | 1468194 | 6 | 07/20/2018 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Elizabeth Loretta Teifer | 6009776 | 2 | 03/26/2018 | Customer Dispute | Denied | $11,149.90 | $0.00 | See FINRA Report |
| Carlos Ruben Alvarado | 1329628 | 30 | 12/25/2013 | Customer Dispute | Denied | $35,896.00 | $0.00 | See FINRA Report |
| Robert Alan Salles | 1468194 | 6 | 12/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Meyer Cheikin | 869974 | 2 | 07/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Salles | 1468194 | 6 | 03/17/2001 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |