Our Staff has compiled our research into a database of FINRA Broker Disclosures for Herbert J. Sims & Co, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stacy Mari Goldsmith | 1416323 | 3 | 10/17/2022 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Stacy Mari Goldsmith | 1416323 | 3 | 04/18/2022 | Customer Dispute | Pending | $95,000.00 | $0.00 | See FINRA Report |
| Stacy Mari Goldsmith | 1416323 | 3 | 04/14/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Jorge Alberto Maldonado | 3239238 | 6 | 06/20/2019 | Customer Dispute | Pending | $160,000.00 | $0.00 | See FINRA Report |