Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sage, Rutty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lawrence Dewind | 1043805 | 3 | 06/08/1992 | Customer Dispute | Award / Judgment | $180,000.00 | $8,993.00 | See FINRA Report |
| David Lawrence Dewind | 1043805 | 3 | 09/03/1991 | Customer Dispute | Award / Judgment | $15,932.00 | $16,000.00 | See FINRA Report |