Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sage, Rutty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua David Slish | 7272170 | 1 | 06/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Kurvach | 6709248 | 4 | 12/14/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Kurvach | 6709248 | 4 | 12/14/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Kurvach | 6709248 | 4 | 12/14/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Kurvach | 6709248 | 4 | 12/14/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Amy L Singer | 2706888 | 2 | 09/24/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Amy L Singer | 2706888 | 2 | 09/09/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Lawrence Dewind | 1043805 | 3 | 12/20/2012 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Neil Stewart Frood | 4483525 | 1 | 06/19/2012 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Brennan Richard Redmond | 5335239 | 1 | 07/05/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |