Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Duncan Aikins | 5602971 | 1 | 07/20/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeanann M Kramer | 4897459 | 1 | 03/18/2020 | Customer Dispute | Settled | $11,475.00 | $0.00 | See FINRA Report |