Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Katherine Kimball Dyer | 6445880 | 3 | 08/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Katherine Kimball Dyer | 6445880 | 3 | 08/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Katherine Kimball Dyer | 6445880 | 3 | 08/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |