Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Lane Kerns | 5437017 | 1 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Ross Schmieder | 727985 | 2 | 01/03/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Blake Andrew Pratz | 1284166 | 2 | 11/03/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Cregan | 1164240 | 1 | 07/25/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Blake Andrew Pratz | 1284166 | 2 | 05/03/2011 | Customer Dispute | Settled | $33,590.50 | $0.00 | See FINRA Report |
| Daniel Ross Schmieder | 727985 | 2 | 02/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brando Palazzo-Giorgio | 5778794 | 1 | 08/17/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |