Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Blake Andrew Pratz | 1284166 | 2 | 05/03/2011 | Customer Dispute | Settled | $33,590.50 | $0.00 | See FINRA Report |
| Daniel Ross Schmieder | 727985 | 2 | 02/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |