Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erik M Russell | 7283019 | 1 | 09/20/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Hermann Renz | 2606707 | 1 | 08/10/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Michael Weber | 1647478 | 2 | 09/29/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scot Laurence Hunter | 1312071 | 1 | 08/27/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |