Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anne Spencer Delaney | 4570286 | 1 | 02/24/2014 | Customer Dispute | Denied | $170,000.00 | $0.00 | See FINRA Report |
| Darren Lee Henderson | 2923145 | 2 | 10/06/2011 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| James Joseph McGinty | 2813265 | 1 | 08/07/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gordon Hassenplug | 3126165 | 1 | 02/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peder Andrew Schmitz | 2869940 | 1 | 09/27/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |