Our Staff has compiled our research into a database of FINRA Broker Disclosures for Folger Nolan Fleming Douglas Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Francis Barrett | 872782 | 2 | 09/08/2004 | Customer Dispute | Closed-No Action | $29,086.00 | $0.00 | See FINRA Report |
William Francis Barrett | 872782 | 2 | 10/23/2003 | Customer Dispute | Closed-No Action | $119,916.00 | $0.00 | See FINRA Report |