Our Staff has compiled our research into a database of FINRA Broker Disclosures for Folger Nolan Fleming Douglas Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Terrance Wallace | 457698 | 1 | 05/21/2009 | Customer Dispute | Award / Judgment | $1,046,600.00 | $175,000.00 | See FINRA Report |
| Neil Clifford Folger | 2813165 | 1 | 08/23/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Michael Brown | 2232750 | 1 | 08/23/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher William Durchanek | 2537758 | 1 | 12/31/2004 | Customer Dispute | Denied | $135,000.00 | $0.00 | See FINRA Report |
| William Francis Barrett | 872782 | 2 | 09/08/2004 | Customer Dispute | Closed-No Action | $29,086.00 | $0.00 | See FINRA Report |
| William Francis Barrett | 872782 | 2 | 10/23/2003 | Customer Dispute | Closed-No Action | $119,916.00 | $0.00 | See FINRA Report |