Our Staff has compiled our research into a database of FINRA Broker Disclosures for D & D Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew John Plunkett | 5150507 | 2 | 10/29/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew John Plunkett | 5150507 | 2 | 05/20/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |