Our Staff has compiled our research into a database of FINRA Broker Disclosures for D & D Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Matthew John Plunkett | 5150507 | 2 | 10/29/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Matthew John Plunkett | 5150507 | 2 | 05/20/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nicholas Gerald Dicicco | 2321852 | 3 | 12/08/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Nicholas Gerald Dicicco | 2321852 | 3 | 12/05/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Nicholas Gerald Dicicco | 2321852 | 3 | 08/14/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |