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FINRA Broker Disclosures for D & D Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for D & D Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Matthew John Plunkett5150507210/29/2018CriminalFinal Disposition$0.00$0.00See FINRA Report
Matthew John Plunkett5150507205/20/2017CriminalFinal Disposition$0.00$0.00See FINRA Report
Nicholas Gerald Dicicco2321852312/08/2010RegulatoryFinal$0.00$0.00See FINRA Report
Nicholas Gerald Dicicco2321852312/05/2000RegulatoryFinal$0.00$0.00See FINRA Report
Nicholas Gerald Dicicco2321852308/14/2000RegulatoryFinal$0.00$0.00See FINRA Report

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